Margin Analyst (Wealth Management Operations)

What you'll be doing: The margin department performs a key function by mitigating regulatory and financial risk for the company. The role of the margin analyst is to ensure clients accounts are following all the rules, regulations, and firm policies regarding cash and margin accounts as well as being involved in the collateral monitoring of the growing area of non-margin portfolio lending. The margin analyst works directly with branch management and the financial advisors of the company to resolve any issues that arise in an account. This will include: the monitoring of account balances and equity to ensure firm and regulatory guidelines, issuing cash and margin calls when deficiencies are discovered, proactively contacting branches regarding any issues discovered by the margin department, and following through on any account issues to provide a timely resolution.

What your background should be: At least 1-3 years of industry experience. Knowledge of standard trading concepts as well as cash and margin principles such as Reg T, maintenance requirements, and buying power. Strong interpersonal skills and ability to professionally interact with operations colleagues as well as branch management and sales staff. Demonstration of a high attention to detail in prior work experience. A good working knowledge of common trading strategies as well as the products being used by customers is essential for the margin analyst role. In addition to standard brokerage products such as common stock, ETFs, mutual funds, and government/corporate bonds, familiarity with basic margin concepts and the various kinds of non-trade related account activity is also key for this role.

Who is the client company: This is an American multinational financial services corporation.; If you are interested in this position, send your resume to apply@kochdavis.com